|
APPELLEE AND CROSS-APPELLANT,
v.
CITY OF
CHIEF OF POLICE, THOMAS WARREN,
APPELLANTS AND CROSS-APPELLEES.
274
Filed August 3, 2007, No. S-06-405
1. Commission
of Industrial Relations: Appeal and Error. Any order or decision of the
Commission of Industrial Relations may be modified, reversed, or set aside by
the appellate court on one or more of the following grounds and no other: (1)
if the commission acts without or in excess of its powers, (2) if the order was
procured by fraud or is contrary to law, (3) if the facts found by the
commission do not support the order, and (4) if the order is not supported by a
preponderance of the competent evidence on the record considered as a whole.
2. Commission
of Industrial Relations: Evidence: Appeal and Error. In an appeal from a
Commission of Industrial Relations order regarding prohibited practices stated
in Neb. Rev. Stat. § 48-824 (Reissue 2004), an appellate court will affirm a
factual finding of the commission if, considering the whole record, a trier of fact could reasonably conclude that the finding is
supported by a preponderance of the competent evidence.
3.
Labor and Labor Relations. A matter which is of fundamental, basic, or
essential concern to an employee's financial and personal concern may be
considered as involving working conditions and is mandatorily bargainable even though there may be some minor influence
on management prerogative.
4. ____. Company rules relating to employee
safety and work practices involve conditions of employment.
5. ____. Management prerogatives include the
right to hire, to maintain order and efficiency, to schedule work, and to
control transfers and assignments.
6. Commission
of Industrial Relations: Constitutional Law. The Commission of Industrial
Relations has no authority to vindicate constitutional rights.
7. Commission
of Industrial Relations: Administrative Law. The Commission of Industrial
Relations is not a court and is in fact an administrative body performing a
legislative function. It has only those powers delineated by statute, and
should exercise that jurisdiction in as narrow a manner as may be necessary.
8. Labor
and Labor Relations: Public Officers and Employees: Civil Rights. Public
employees belonging to a labor organization have the protected right to engage
in conduct and make remarks, including publishing statements through the media,
concerning wages, hours, or terms and conditions of employment. However,
employees lose the statutory protection of the Industrial Relations Act if the
conduct or speech constitutes "flagrant misconduct." Flagrant misconduct
includes, but is not limited to, statements or actions that (1) are of an
outrageous and insubordinate nature, (2) compromise the public employer's
ability to accomplish its mission, or (3) disrupt discipline. It would also
include conduct that is clearly outside the bounds of any protection,
including, for example, assault and battery or racial discrimination.
9. Commission
of Industrial Relations: Labor and Labor Relations: Civil Rights. The
Commission of Industrial Relations must balance the employee's right to engage
in protected activity, which permits some leeway for impulsive behavior,
against the employer's right to maintain order and respect for its supervisory
staff. Factors that the commission may consider, but would not necessarily be
determinative, include: (1) the place and subject matter of the conduct or
speech, (2) whether the employee's conduct or speech was impulsive or designed,
(3) whether the conduct or speech was provoked by the employer's conduct, and
(4) the nature of the intemperate language or conduct.
10. Appeal
and Error. An appellate court may, at its discretion, discuss issues
unnecessary to the disposition of an appeal where those issues are likely to
recur during further proceedings.
Appeal from the Commission of Industrial
Relations. Affirmed in part, and in part
reversed and remanded with directions.
Paul D. Kratz, Omaha City Attorney, and Bernard J. in den Bosch for
appellants.
Thomas F. Dowd, of Dowd,
Howard & Corrigan, L.L.C., for appellee.
Wright, Connolly, Gerrard, Stephan, McCormack, and Miller-Lerman,
JJ.
Stephan, J.
This appeal presents
the issue of whether a public employer engages in a prohibited practice under
the Industrial Relations Act (the Act)(fn1) by taking
disciplinary action against public employees belonging to a labor organization
for statements made and published by those employees. In this action commenced
by Omaha Police Union Local 101 (Union) against the City of Omaha and Omaha
chief of police Thomas Warren (collectively the appellants), the Commission of
Industrial Relations (CIR) concluded that disciplinary action taken against a
police officer who authored an article in a Union publication constituted a
prohibited practice. In reaching this conclusion, the CIR used a legal standard
applied in private sector labor relations cases. We conclude that the CIR
should have applied a different standard utilized by courts and administrative
agencies to resolve protected speech issues in public sector employment cases.
I. BACKGROUND
1. Andersen Investigation
On December 14, 2004, a
Union meeting was held for the member police officers of the Omaha Police
Department (OPD). During the meeting, OPD Sgt. Timothy Andersen, then president
of the
Several days after the
meeting, reports of Andersen's statements were relayed to
In June 2005, IA
determined that Andersen had not violated departmental procedures and had not
acted unprofessionally.
2. Housh Investigation and
Discipline
In response to the
events involving Andersen, OPD Sgt. Kevin Housh wrote
an article in the February 2005 issue of the Union newspaper, "The
Shield," which is distributed to members of the
On February 7, 2005,
After conducting its
investigation, IA determined that the unprofessional conduct allegation against
Housh should be sustained. On February 24, 2005,
3. Meeting With
On August 22, 2005, two
Union representatives met privately with
4. CIR Proceedings
On September 2, 2005,
the
After conducting a
trial in which testimony was heard and evidence was received, the CIR issued a
written order granting a portion of the relief sought by the
As to Housh, the CIR reasoned that his article was a protected
union activity if it was "concerted activity" falling under the
protection of § 48-824(2)(a). Looking to federal labor
cases for guidance, the CIR noted that employee speech was a protected
concerted activity if it related to working conditions. It then determined that
Housh's article pertained to officer safety, which was a working condition and a mandatory subject of
bargaining. The CIR also found, based on federal labor case law, that an
employee only loses protection for speech that is deliberately or recklessly untrue.
The CIR concluded that "Housh's statements,
while certainly constituting intemperate, abusive and insulting rhetorical
hyperbole, fall short of deliberate or reckless untruth. The comments were made
in a union publication in the context of a management/union disagreement, and
they were therefore protected from interference, restraint or coercion by
management."
As a remedy, the CIR
ordered the appellants "not to interfere in any way" with statements
made by employees in the Union publication which did not violate the standard
of deliberate or reckless untruth. The appellants were also ordered to place a
statement in the Union newsletter indicating that they would recognize the
Union members' rights to protected activity. The appellants perfected this
timely appeal, which we moved to our docket pursuant to our statutory authority
to regulate the case-loads of the appellate courts of this state.(fn4)
II. ASSIGNMENTS OF ERROR
The appellants assign,
restated, that the CIR erred in finding that (1) the calculation of response
times was a mandatory bargaining issue and (2) all speech by employees in the
Union newspaper is protected unless deliberately or recklessly untrue.
On cross-appeal, the
III. STANDARD OF REVIEW
Any order or decision
of the CIR may be modified, reversed, or set aside by the appellate court on
one or more of the following grounds and no other: (1) if the CIR acts without
or in excess of its powers, (2) if the order was procured by fraud or is
contrary to law, (3) if the facts found by the CIR do not support the order,
and (4) if the order is not supported by a preponderance of the competent
evidence on the record considered as a whole.(fn5)
In an appeal from a CIR
order regarding prohibited practices stated in § 48-824, an appellate court
will affirm a factual finding of the CIR, if, considering the whole record, a trier of fact could reasonably conclude that the finding is
supported by a preponderance of the competent evidence.(fn6)
IV. ANALYSIS
1. City's Appeal
(a) Mandatory Subject of Collective Bargaining
The CIR has
jurisdiction over certain "industrial disputes involving governmental
service."(fn7) As used in the Act, the term "industrial dispute"
includes "any controversy concerning terms, tenure, or conditions of
employment, or concerning the association or representation of persons in negotiating,
fixing, maintaining, changing, or seeking to arrange terms or conditions of
employment, or refusal to discuss terms or conditions of employment."(fn8)
Wages, hours, and other terms and conditions of employment or any question
arising thereunder are considered to be mandatory
subjects of bargaining under the Act.(fn9)
In their first
assignment of error, the appellants assert that the CIR erred in finding that
"[t]he calculation of response times is a working
condition which affects safety and is a mandatory subject of bargaining."
The appellants contend that the calculation of response time is not a working
condition, but, rather, a mechanism for measuring departmental effectiveness.
They argue that such calculation is merely a statistical tool that OPD management
uses to evaluate OPD's ability to respond to 911
emergency calls. The appellants argue that changing the method of calculation
would not affect OPD's service to the public or
officer safety, but would impair the ability of OPD to compare future response
times with past response times. The appellants thus contend that as an
evaluative tool, the response time calculation is solely within management's
prerogative.
The
A matter which is of
fundamental, basic, or essential concern to an employee's financial and
personal concern may be considered as involving working conditions and is
mandatorily bargainable even though there may be some
minor influence on management prerogative.(fn10) Company rules relating to
employee safety and work practices involve conditions of employment.(fn11)
Conversely, management prerogatives include the right to hire, to maintain
order and efficiency, to schedule work, and to control transfers and
assignments.(fn12) Based on our review of the record, we conclude that the CIR's finding that the calculation of response times
implicates officer safety is sup-ported by the evidence. On the surface, both
parties are arguing in terms of the calculation of response times. But the
essential nature of their arguments is whether an OPD response to a two-officer
911 call is completed when the first officer arrives at the call location or
when the second officer arrives at the call location. Thus, the real issue can
be understood to involve how officers should respond to two-officer 911 calls,
not merely how OPD calculates their response time. Under this broader reading
of the issue, which the CIR deemed appropriate, it can be fairly said that
response time does relate to officer safety and, thus, the manner in which it
is determined affects a condition of employment.
(b) Protected Union Speech
Section 48-824(2) of
the Act states: "It is a prohibited practice for any employer or the
employer's negotiator to: (a) Interfere with, restrain, or coerce employees in
the exercise of rights granted by the Industrial Relations Act." Section
48-837 provides that "[public employees shall have the right to form,
join, and participate in . . . any employee organization of their own choosing
[and] shall have the right to be represented by employee organizations to
negotiate collectively with their public employers in the determination of
their terms and conditions of employment . . . ." As framed by the
parties, the prohibited practice issue before the CIR was whether the actions
taken by Warren against Andersen and Housh and the
comments made by Warren to Union leadership interfered with, restrained, or
coerced employees from exercising their right to participate in the Union.
(i) NLRA Speech Standard
The CIR determined that
§ 48-824(2)(a) is "almost identical" to §
8(a)(1) of the National Labor Relations Act (NLRA).(fn13)Recognizing that
decisions under the NLRA can be helpful in interpreting the Act, but are not
binding,(fn14) the CIR looked to decisions by the National Labor Relations
Board for guidance.
Under the NLRA,
employees have the right to engage in "concerted activities for the
purpose of . . . mutual aid or protection."(fn15) The National Labor
Relations Board construes this right to extend protection to employee speech
which relates to working conditions.(fn16) While not condoned by the board,
employees may use '"intemperate, abusive, or insulting language without
fear of restraint or penalty if the speaker believes such rhetoric to be an
effective means to make a point.'(fn17) But protection of speech under the NLRA
is not unrestricted; it is lost when work-related speech constitutes a
"deliberate or reckless untruth."(fn18)
Importantly, the scope
of NLRA coverage is limited. By its own terms, the NLRA does not apply to the
federal government or any state or municipal governments in their capacities as
employers.(fn19) Instead, it applies only to private
sector employment.(fn20)
(ii) Public Sector Employees
In this case, the CIR
applied the NLRA "deliberate and reckless untruth" standard in
determining whether Housh's speech exceeded the
protections granted under the Act. But, public sector employees, like OPD
police officers, are not guaranteed the rights and protections of the NLRA.
Thus, we are presented with the legal question of whether the Act guarantees
similar rights and protections to public sector employees in
The Act has a somewhat
different focus than the NLRA. Although couched in broad Commerce Clause
language, the NLRA attempts to rectify the "inequality of bargaining power
between employees . . . and employers" by providing certain rights to
employees.(fn21) The Act, on the other hand, focuses almost exclusively on
protecting the public.
The continuous,
uninterrupted and proper functioning and operation of the governmental service
... to the people of
While the Act does provide public employees
some of the same rights granted under the NLRA, it also explicitly removes
other rights utilized by private sector employees, most notably the right to
strike.(fn23) Therefore, we view the Act not only as
an attempt to level the employment playing field, but also as a mechanism
designed to protect the citizens of Nebraska from the effects and consequences
of labor strife in public sector employment. As a result, we believe the NLRA's "deliberate and reckless untruth" standard
is inappropriate in the context of public sector employment.
We are also cognizant
of the fact that the labor conflict in this case involves parties serving a
special purpose to the public. As a police department, OPD operates as a
paramilitary organization charged with maintaining public safety and
order.(fn24) Federal courts have recognized this special purpose, finding that
these employers should be given "more latitude in their decisions regarding
discipline and personnel regulations than an ordinary government
employer."(fn25)
For instance, in Tindle v. Caudell,(fn26)
a police officer was disciplined for wearing an offensive costume to an
off-duty, union-sponsored Halloween party. In upholding the officer's
discipline, the court recognized that members of police departments "may
be subject to stringent rules and regulations that could not apply to other
government agencies."(fn27) Likewise, in Grain v. Board of Police Com'rs,(fn28) a police officer was discharged for
violating the police department's sick leave regulations. In analyzing the
regulations, the court noted that "[regulations limiting even those rights
guaranteed by the explicit language of the Bill of Rights are reviewed more deferentially
when applied to certain public employees than when applied to ordinary
citizens."(fn29)Moreover, in Hughes v. Whitmer(fn30) a state
trooper was transferred in order to resolve a debilitating morale problem
created in part by the trooper's accusations involving superior officers.
Acknowledging the state patrol's paramilitary status, the court found that
"[m]ore so than the typical government employer, the Patrol has a
significant government interest in regulating the speech activities of its
officers in order 'to promote efficiency, foster loyalty and obedience to
superior officers, maintain morale, and instill public confidence in the law
enforcement institution.' "(fn31) We agree with
the reasoning of the federal courts and conclude that the NLRA's
"deliberate or reckless untruth" standard is inappropriate for
determining whether the Housh article constituted
protected speech under the Act. Its utilization by the CIR was therefore
contrary to law.
(iii) Appellants' Proposed Speech Standard
In their second
assignment of error, the appellants argue that this is actually a First
Amendment free speech case and that the proper standard is the balancing test
espoused by the U.S. Supreme Court in Pickering v. Board of Education(fn32)
As the basis for this argument, the appellants contend that both the U.S.
Constitution and the Nebraska Constitution already provide protection to public
employees for engaging in work-related speech. Under the appellants' theory,
the Union members would be required to assert their First Amendment rights by
means of claims against the appellants pursuant to 42 U.S.C. § 1983 (2000).
But, the CIR has no authority to vindicate constitutional rights.(fn33) Therefore, the CIR would have no jurisdiction to
hear a case of this nature.
While we agree with the
appellants that public employees do have First Amendment speech rights, we are
not persuaded that the
(iv) Federal Employee Speech Standard
Although by its terms,
the NLRA does not apply to public sector employment,(fn36)
federal employees are afforded labor protections under the Federal Service
Labor-Management Relations Act.(fn37) In 5 U.S.C. § 7116(a) of those statutes,
it provides that "it shall be an unfair labor practice for an agency . . .
(1) to interfere with, restrain, or coerce any employee in the exercise by the
employee of any right" under these statutes. Likewise, 5 U.S.C. § 7102
states:
Each
employee shall have the right to form, join, or assist any labor organization .
. . freely and without fear of penalty or reprisal, and each employee shall be
protected in the exercise of such right. Except as otherwise provided under
this chapter, such right includes the right-
(1) to
act for a labor organization in the capacity of a representative and the right,
in that capacity, to present the views of the labor organization to heads of
agencies and other officials of the executive branch of the Government, the
Congress, or other appropriate authorities, and
(2) to engage in collective bargaining with respect to
conditions of employment through representatives chosen by employees under this
chapter.
While these statutes are not identical to
the comparable pro-visions of the Act in
In U.S. Dept. of
Veterans Affairs Med. Ctr. Jamaica Plain, Mass. ,(fn38) a police officer
was suspended for insubordination for making threatening remarks in a letter to
the chief of police. The FLRA noted that under § 7102, employees had the right
to present labor organization views to management. It further recognized that
"employee action to publicize labor disputes or issues that have a direct
bearing on conditions of employment is protected activity" and that such
protection "extends to the publicizing of such disputes or issues through
the media."(fn39) However, it acknowledged that "an agency has the
right to discipline an employee who is engaged in otherwise protected
activities for actions that 'exceed the boundaries of protected activity such
as flagrant misconduct.'"(fn40) Such flagrant misconduct includes remarks
or actions that are of an " 'outrageous and
insubordinate nature'" and which "compromise an agency's ability to
accomplish its mission, disrupt discipline or are disloyal."(fn41)
In Department of the
Air Force Grissom Air Force Base, Ind.,(fn42) an employee, who was also a
union representative, was suspended for directing offensive language at the
employer's representative during collective bargaining negotiations. The FLRA
recognized that employee conduct may '""exceed the boundaries of
protected activity such as flagrant misconduct."' "(fn43) In
determining whether an employee has engaged in flagrant misconduct, the FLRAbalances the employee's right to engage in protected
activity, which "permits leeway for impulsive behavior, . . . against the
employer's right to maintain order and respect for its supervisory staff on the
jobsite." . . . Relevant factors in striking this balance include: (1) the
place and subject matter of the discussion; (2) whether the employee's
out-burst was impulsive or designed; (3) whether the outburst was in any way
provoked by the employer's conduct; and (4) the nature of the intemperate
language and conduct.(fn44)
In Department of the
Navy Naval Facilities Eng. Command W. Div. San Bruno, Cal.,(fn45) an
employee, also a union steward, was reprimanded for using derogatory and
insulting language about other personnel in a letter sent to other union
employees. The FLRA found many of the employee's remarks to be offensive and
did not condone them. However, it recognized that the employee's comments in
the letter were protected unless they constituted "
'flagrant misconduct.' "(fn46)
In American
Fed. of Govt. Employees Nat. Border
Patrol Council,(fn47) a border patrol agent, also a union representative,
was suspended for disrespectful conduct toward his supervisor. The FLRA found
that at the time of the comments, the agent was functioning as a representative
of the union. Thus, his comments were protected activity under § 7102 unless
they constituted "flagrant misconduct."
We conclude that a
similar legal standard should apply to the determination of whether speech is
protected under the Act. Under this new standard, public employees belonging to
a labor organization have the protected right to engage in conduct and make
remarks, including publishing statements through the media, concerning wages,
hours, or terms and conditions of employment. However, employees lose the
statutory protection of the Act if the conduct or speech constitutes
"flagrant misconduct." Flagrant misconduct includes, but is not
limited to, statements or actions that (1) are of an outrageous and
insubordinate nature, (2) compromise the public employer's ability to
accomplish its mission, or (3) disrupt discipline. It would also include
conduct that is clearly outside the bounds of any protection, including, for
example, assault and battery(fn48) or racial
discrimination.(fn49) Importantly, the CIR must balance the employee's right to
engage in protected activity, which permits some leeway for impulsive behavior,
against the employer's right to maintain order and respect for its supervisory
staff. Factors that the CIR may consider, but would not necessarily be
determinative, include: (1) the place and subject matter of the conduct or
speech, (2) whether the employee's conduct or speech was impulsive or designed,
(3) whether the conduct or speech was provoked by the employer's conduct, and
(4) the nature of the intemperate language or conduct.
(v) Conclusion
Because we have
prescribed a new standard for determining when union speech is protected under
the Act, we deem it appropriate that the CIR should apply the standard in the
first instance to the facts pertaining to the Housh
article. Accordingly, we reverse, and remand to the CIR with directions to make
that determination.
2.
(a) Andersen's Prohibited Practice Claim
The
In an appeal from a CIR
order regarding prohibited practices under § 48-824, the Nebraska Supreme Court
will affirm a factual finding of the CIR if, considering the whole record, a trier of fact could reasonably conclude that the finding is
supported by a preponderance of the competent evidence.(fn50)
Based on our reading of the record, we conclude that the CIR's
finding is sup-ported by a preponderance of the evidence. Thus, the
(b) Housh's Remedy
Next, the
When the CIR finds that
a party has violated the Act, §§ 48-819.01 and 48-825(2) grant the CIR
authority to issue such orders as it may find necessary to provide adequate
remedies to the parties to effectuate the public policy enunciated in § 48-802.(fn52) The record fully supports the finding by the CIR
that Housh is not a party to this action and has
entered into a separate settlement agreement regarding his personal claims
against the appellants. We conclude that the CIR did not err in determining
that Housh was not entitled to personal relief in
this proceeding based upon any prohibited practice claim asserted by the
(c) Attorney Fees
Finally, the
Rules of the Nebraska
Commission of Industrial Relations 42 (rev. 2005) states: "Attorney's fees
may be awarded as an appropriate remedy when the Commission finds a pattern of
repetitive, egregious, or willful prohibited conduct by the opposing
party." In this case, the CIR found that "the evidence does not
establish a willful pattern or practice of violation of the [
Applying the
aforementioned standard of review to the whole record,(fn54)
we conclude that the CIR's finding is supported by a
preponderance of the competent evidence. Therefore, this argument has no merit.
V. CONCLUSION
For the reasons
discussed, we affirm the order of the CIR on all issues presented in this
appeal, except its determination that the appellants committed a prohibited
practice with respect to Housh. We reverse and vacate
that determination because it was based on an incorrect legal standard and
therefore contrary to law. We remand the cause to the CIR with directions to
apply the legal standard set forth in this opinion to that claim on the
existing record.
AFFIRMED IN PART, AND
IN PART REVERSED AND REMANDED WITH DIRECTION
HEAVICAN, C.J., not
participating.
_____________________
Footnotes:
1. Neb. Rev. Stat. §§
48-801 to 48-838 (Reissue 2004).
2. Kevin Housh, This 'n That, The
Shield (
3.
4. See Neb. Rev. Stat.
§ 24-1106(3) (Reissue 1995).
5. See
6.
7. § 48-810.
8. § 48-801(7).
9.
10. See Metro. Tech. Com. Col. Ed. Assn. v. Metro. Tech.
Com. Col. Area, 203
11. See Norfolk
Educ. Assn. v. School Dist. of Norfolk, 1 C.I.R. No. 40 (1971) (citing N.
L. R. B. v. Gulf Power Company, 384 R2d 822 (5th Cir. 1967)).
12. See, Lincoln
Firefighters Assn. v. City of Lincoln, 253
13. See 29 U.S.C. § 151
et seq. (2000).
14.
15. 29 U.S.C. § 157.
16. See Eastex, Inc. v. NLRB, Ail
17. Phoenix Transit
System, 337 N.L.R.B. 510, 514 (2002) (citing Letter Carriers v. Austin,
418
18.
19. See 29 U.S.C. §
152(2).
20. See NLRB v.
Natural Gas Utility District, 402 U.S. 600, 91 S. Ct. 1746, 29 L. Ed. 2d
206 (1971) (holding political subdivision exemption limited to entities either
(1) created directly by state, so as to constitute departments or
administrative arms of government, or (2) administered by individuals
responsible to public officials or to general electorate).
21. 29 U.S.C. § 151.
22. § 48-802(1).
23. See § 48-802(2) and
(3).
24. See Tindle v. Caudell, 56 F.3d 966 (8th Cir. 1995).
25.
26. Tindle
v. Caudell, supra note
24.
27.
28. Crain v. Board
of Police Com'rs, supra note
25.
29.
30. Hughes v. Whitmer, supra note 25.
31.
32. Pickering v.
Board of Education, 391
33.
34. Calabro
v. City of
35.
36. See 29 U.S.C. §
152(2).
37. 5 U.S.C. § 7101 et
seq. (2000 & Supp. IV 2004).
38.
39.
40.
41.
42. Department of
the Air Force Grissom Air Force Base,
43.
44.
45. Department of
the Navy Naval Facilities Eng. Command W. Div. San Bruno, Cal, 45 F.L.R.A.
138 (1992).
46.
47. American Fed. of Govt. Employees Nat. Border Patrol Council, AA
F.L.R.A. 1395 (1992).
48.
See Department of the Air Force v. F.L.R.A., 294 R3d 192 (D.C. Cir.
2002).
49. See Veterans
Admin., Washington D.C, 26 F.L.R.A. 114 (1987).
50. See
51. Perry Lumber Co.
v. Durable Servs., 271
52. Operating Engrs. Local 571 v. City of
53. See, Perry
Lumber Co. v. Durable Servs., supra note 51; In re Estate of Rosso,
supra note 51.
54. See